Adam Hayes, Ph.D., CFA, is a financial writer with 15+ years Wall Street experience as a derivatives trader. Besides his extensive derivative trading expertise, Adam is an expert in economics and ...

many professions can have a fiduciary duty. For example, attorneys, real estate agents and power of attorney representatives can also assume the role of fiduciary. There are several types of ...

You will learn about the investment advice fiduciary, its role ... defining each term and providing real-life examples to help you navigate the fine line between the two confidently.

Non-fiduciary brokers or agents are limited on the guidance they can offer based on the licenses they have. For example, insurance agents are licensed to sell insurance products, but not ...

An Investment Adviser Representative (IAR) is an example of a financial professional committed to the rigorous fiduciary standard. 3. How many people are on your team? Financial professionals with ...

Another method is to check the SEC website or look into the financial professional's credentials; a certified financial planner (CFP) professional, for example, is obligated to act as a fiduciary ...