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Now, her investment firm has been ordered to pay her $843,000, according to a copy of her complaint seen by AdvisorHub and a Financial Industry Regulatory Authority arbitration awarded this week.
An arbitration panel has found Morgan Stanley liable for negligence and ordered it to pay $843,000 to resolve allegations that it enabled an elderly investor to fall prey to a scam that cost her ...
The state's banking commissioner said the married founders of Valuex Research and Valuex Fintech used investor money for rent ...